National Registry of CPE Sponsors

National Registry of CPE Sponsors

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  • Field of Study:

    • Taxes

    Credit Hours:

    • 5 - 8 credits

    Description:

    This course covers tax planning strategies for specific problem areas your clients may face, providing a thorough discussion of income taxation, retirement planning, financial planning, estate plannin ...

    Delivery Method:

    • Group Live
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    Delivery Method:

    • Group Live
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Delivery Method:

    • Group Live
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 1 - 4 credits

    Description:

    Program Level:

    All

    Delivery Method:

    • Group Live

    Location:

    • TX
  • Field of Study:

    • Finance

    Credit Hours:

    • 1 - 4 credits

    Description:

  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 1 - 4 credits

    Description:

    To conduct a successful fraud examination you must be knowledgeable about laws and regulations restricting access to information, the relevant sources of information for certain types of searches and ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Regulatory Ethics

    Credit Hours:

    • 1 - 4 credits

    Description:

    This 2-hour course is designed to meet the South Carolina requirement that at least two hours of required ethics be in South Carolina Rules and Regulation for CPAs.  The applicable laws and rules prom ...

    Program Level:

    Overview

    Delivery Method:

    • QAS™ Self Study

    Location:

    • SC
  • Field of Study:

    • Regulatory Ethics

    Credit Hours:

    • 1 - 4 credits

    Description:

    This 2-hour course is designed to meet the South Carolina requirement of at least two hours of behavioral or regulatory ethics annually. The applicable laws and rules promulgated under South Carolina ...

    Program Level:

    Overview

    Delivery Method:

    • Group Internet Based
    • Group Live
    • QAS™ Self Study
  • Field of Study:

    • Finance
    • Personnel/Human Resources

    Credit Hours:

    • 1 - 4 credits

    Description:

    This education-focused workshop event is part of the Retirement Plan Road Show, which has helped thousands of plan sponsors positively-impact millions of America’s retirement and healthcare plan parti ...

    Program Level:

    All: Beginner - Expert

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • SC
  • Field of Study:

    • Regulatory Ethics

    Credit Hours:

    • 1 - 4 credits

    Description:

    This course covers the specific South Carolina statutes.

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Regulatory Ethics

    Credit Hours:

    • 1 - 4 credits

    Description:

    This 2-hour course is designed to meet the South Carolina requirement of at least two hours of behavioral or regulatory ethics annually.  The applicable laws and rules promulgated under South Carolina ...

    Program Level:

    Overview

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Finance
    • Personnel/Human Resources

    Credit Hours:

    • 1 - 4 credits

    Description:

    This education-focused workshop event is part of the Retirement Plan Road Show, which has helped thousands of plan sponsors positively-impact millions of America’s retirement and healthcare plan parti ...

    Program Level:

    All: Beginner - Expert

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • FL
  • Field of Study:

    • Accounting (Govmnt)
    • Finance
    • Personal Development

    Credit Hours:

    • 1 - 4 credits

    Description:

    This seminar sessions include: How to Coach Your Own Self: An Introductory Guide to Self-Mastery and Workplace Success, GASB REEXAMINES THE FINANCIAL REPORTING MODEL - GOVERNMENTAL FUNDS, and Legislat ...

    Program Level:

    Overview

    Delivery Method:

    • Group Live

    Location:

    • IL
  • Field of Study:

    • Accounting
    • Personal Development

    Credit Hours:

    • 5 - 8 credits

    Description:

    Delivery Method:

    • Group Live

    Location:

    • CA
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 13 - 16 credits

    Description:

    Sovereign Risk Analysis is a two-day, facilitated course that introduces participants to an in-depth process for analyzing sovereign credit risk. It begins by exploring the economic data that underpin ...

    Program Level:

    Intermediate and Advanced

    Delivery Method:

    • Group Internet Based
    • Group Live
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 5 - 8 credits

    Description:

    Delivery Method:

    • Group Live
  • Field of Study:

    • Accounting
    • Auditing

    Credit Hours:

    • 13 - 16 credits

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update Conference

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • AK
    • AL
    • American Samoa
    • AR
    • AS
    • AZ
    • CA
    • CNMI
    • CT
    • CO
    • DC
    • DE
    • FL
    • GA
    • GU
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WI
    • WV
    • WY
  • Field of Study:

    • Accounting
    • Auditing

    Credit Hours:

    • 13 - 16 credits

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update Conference

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • AK
    • AL
    • American Samoa
    • AR
    • AS
    • AZ
    • CA
    • CNMI
    • CT
    • CO
    • DC
    • DE
    • FL
    • GA
    • GU
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WI
    • WV
    • WY
  • Field of Study:

    • Accounting

    Credit Hours:

    • 13 - 16 credits

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update Conference

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • AK
    • AL
    • American Samoa
    • AR
    • AS
    • AZ
    • CA
    • CNMI
    • CT
    • CO
    • DC
    • DE
    • FL
    • GA
    • GU
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WI
    • WV
    • WY
  • Field of Study:

    • Accounting

    Credit Hours:

    • 13 - 16 credits

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update Conference

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • AK
    • AL
    • American Samoa
    • AR
    • AS
    • AZ
    • CA
    • CNMI
    • CT
    • CO
    • DC
    • DE
    • FL
    • GA
    • GU
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WI
    • WV
    • WY
  • Field of Study:

    • Accounting

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update Conference

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • AK
    • AL
    • American Samoa
    • AR
    • AS
    • AZ
    • CA
    • CNMI
    • CT
    • CO
    • DC
    • DE
    • FL
    • GA
    • GU
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WI
    • WV
    • WY
  • Field of Study:

    • Accounting
    • Auditing

    Credit Hours:

    • 13 - 16 credits

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • AK
    • AL
    • American Samoa
    • AR
    • AS
    • AZ
    • CA
    • CNMI
    • CT
    • CO
    • DC
    • DE
    • FL
    • GA
    • GU
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WI
    • WV
    • WY
  • Field of Study:

    • Accounting
    • Auditing

    Credit Hours:

    • 13 - 16 credits

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • AK
    • AL
    • American Samoa
    • AR
    • AS
    • AZ
    • CA
    • CNMI
    • CT
    • CO
    • DC
    • DE
    • FL
    • GA
    • GU
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WI
    • WV
    • WY
  • Field of Study:

    • Accounting

    Credit Hours:

    • 13 - 16 credits

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • MA
    • NY
  • Field of Study:

    • Accounting

    Credit Hours:

    • 13 - 16 credits

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • CA
  • SOX 404

    27-May-2022 MY-CPE LLC

    Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Sarbanes-Oxley was passed in 2002 and year one of attestation for publicly traded companies was 2004.  SOX section 404 is the most prominent of the many requirements covered under the legislation.The ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Accounting

    Credit Hours:

    • 13 - 16 credits

    Description:

    As a result of consistently changing regulations, businesses need to keep adapting their SOX 404 programs in order to remain compliant and to continue driving value. This can be done by taking advanta ...

    Delivery Method:

    • Group Internet Based
  • SOX And COSO

    27-May-2022 MY-CPE LLC

    Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    It's been more than 20 years since the Committee of Sponsoring Organizations of the Treadway Commission (COSO) released its Internal Control-Integrated Framework (the original framework). The original ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Complying with the Sarbanes Oxley Act of 2002 (SOX) requires organizations to record, test, maintain and review controls affecting financial reporting processes. These internal controls are mechanisms ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Accounting
    • Auditing

    Credit Hours:

    • 13 - 16 credits

    Description:

    SOX and Internal Control best practices continue to evolve. Led by national accounting firm technical experts and complemented by industry panelists, the program includes a combination of lectures and ...

    Program Level:

    Update Conference

    Delivery Method:

    • Group Internet Based
    • Group Live

    Location:

    • AK
    • AL
    • American Samoa
    • AR
    • AS
    • AZ
    • CA
    • CNMI
    • CT
    • CO
    • DC
    • DE
    • FL
    • GA
    • GU
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • SD
    • TN
    • TX
    • UT
    • VA
    • VI
    • VT
    • WI
    • WV
    • WY
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Complying with the Sarbanes Oxley Act of 2002 (SOX) requires organizations to record, test, maintain, and review controls affecting financial reporting processes. These internal controls are mechanism ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Accounting

    Credit Hours:

    • 1 - 4 credits

    Description:

  • Field of Study:

    • Accounting

    Credit Hours:

    • 1 - 4 credits

    Description:

  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Often, when the term Sarbanes-Oxley (SOX) comes up, individuals contemplate the testing processes that are required to be executed. As evidenced many things must occur prior to even beginning to conte ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Interactive virtual course designed to discuss and develop a detailed understanding and working knowledge of: -Core principles of internal auditing -Various components of the COSO and IIA Control Fram ...

    Program Level:

    Advanced

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Per AS5, the auditor must evaluate the severity of each control deficiency to determine whether the deficiencies, individually or in combination, are material weaknesses. The trick is…..what parameter ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Entity level control (ELCs) s are often difficult to identify but even more difficult to assess.  Soft controls are similar to entity-level controls. They have less concrete or visible measures that c ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Generally Accepted Auditing Standards (GAAS) are Standards against which the quality of audits is performed and judged.  In the U.S., Standards are promulgated by the Auditing Standards Board (ASB), a ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Concepts for an accounting top down risk assessment can be well defined, but execution of a true top-down risk accounting risk assessment is still a challenge. The requirement of AS5 to consider multi ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    SOX sections 806, 902 and 906 were enacted in an attempt to hold individuals responsible for fraudulent acts associated with financial reporting. Sections 806, 902 and 906 of the Sarbanes-Oxley act al ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    SOX (part of United States federal law) requires the chief executive and chief financial officers of public companies to attest to the accuracy of financial reports (Section 302) and require public co ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    No one can claim that SOX 404 compliance and developing a SOX controls compliance program is easy. We can say, however, that the overall process has become much easier after years of practice and an e ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Accounting

    Credit Hours:

    • 1 - 4 credits

    Description:

    Compliance and risk management experts will provide financial professionals with the latest SOX guidance for: automating SOX programs, managing internal controls, handling internal and external audits ...

    Delivery Method:

    • Group Internet Based
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Setting up controls for the purchasing and payment processes and analyzing the risk to the financial statements can be a daunting task. Since most companies have to purchase many different items every ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 5 - 8 credits

    Description:

    The Sarbanes-Oxley Act of 2002, popularly known as SOX or ‘Sarbox’, is a U.S. law meant to protect investors from fraudulent accounting activities by corporations. SOX documentation process is one of ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    For many companies, Accounts Receivable is the largest or second-largest assets on the balance sheet. This means that any weakness in the financial controls for A/R could have a serious impact on the ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Auditing

    Credit Hours:

    • 1 - 4 credits

    Description:

    Inventory, often a company’s largest or second-largest asset has a significant impact on both the balance sheet and the income statement. Easily manipulated, it can be hidden, stolen, or simply forgot ...

    Delivery Method:

    • QAS™ Self Study
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 1 - 4 credits

    Description:

    The training will be a 3 part series of one hour sessions.  This session (Part3) will discuss the correlation of Risk and SOX and provide SOX Deficiency Examples and Guidance.

    Delivery Method:

    • Group Internet Based

    Location:

    • CA
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 1 - 4 credits

    Description:

    This session will include a SOX refresher workshop and discussion on the role of the Regional SOX Team. 

    Delivery Method:

    • Group Internet Based

    Location:

    • CA
  • Field of Study:

    • Specialized Knowledge

    Credit Hours:

    • 1 - 4 credits

    Description:

    The training will be a 3 part series of one hour sessions.  This session (Part 2) will discuss the Control Process and  Control Walkthroughs.

    Delivery Method:

    • Group Internet Based

    Location:

    • CA
26203 Results