Practising Law Institute

The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products. That regulatory fra …

This program provides a deep dive into current venture capital market conditions and the changing legal environment. Geared toward the experienced venture capital practitioner, our expert faculty of l …

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our facul …

In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held …

This program will focus on the many significant developments in the regulation and oversight of broker-dealers. More than five years after its enactment, new rules continue to be promulgated under the …

Negotiating and drafting design and construction contracts that clearly define responsibilities and intelligently allocate risks is an art. The design and construction process is risky and proper risk …

In the past year, new expectations were being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit …

At this unique interactive program based on the video The Rasputin Investigation-Ethics, Privilege and Investigations, faculty will review various everyday ethical scenarios while you vote electronica …

Using interactive lectures and examples, this Workshop delivers an in-depth update on projects, pronouncements and developments from the Financial Accounting Standards Board (FASB), the U.S. Securitie …

Financial services firms' corporate compliance and ethics programs are under intense regulatory scrutiny. Many new rules have been issued which impact the manner in which financial services firms oper …

Enacted in the aftermath of the savings and loan crisis of the 1980s, the Financial Institutions Reform, Recovery and Enforcement Act of 1989 ("FIRREA") was overlooked for much of its life - but has b …

By using a case study and actual example filings, this Workshop is designed to give participants a mastery of the requirements of the Form 10-K Annual Report. Interactive exercises and lectures will e …

Over-the-counter (OTC) derivatives are key elements in many of our financial markets. The Dodd-Frank Act and other new regulations have changed and are continuing to change how these important instrum …

The SEC and other government agencies continue to focus enforcement and examination efforts on hedge funds and private equity firms. While insider trading remains a priority, examinations and investig …

In 2015, the MA markets witnessed the return of the mega deal. Large-cap transactions dominated the MA marketplace at a level previously unseen. The announcement in early 2016 of numerous additional $ …

How can your client or company capitalize on opportunities in the dynamic market for hotel acquisitions and financing? Are you familiar with the latest developments and structures in acquiring, financ …

The dramatic changes in the FASBs new lease accounting standard present complex accounting, internal control, system and implementation challenges. In this Workshop you will learn the conceptual under …

Once the 2016 elections are over, there will be a new President and, in several states, newly or re-elected Governors and other officials. Supporting inaugural and transaction activities for these off …

The Internet has spawned many new business models that arise from empowering consumers and satisfying their desires, providing technologies or services that bring individuals and businesses together i …

Join our expert faculty of life sciences practitioners, in-house counsel, government regulators, and prosecutors as we examine the current state of life sciences law and what the future might hold for …

MA activity continues to be robust with many mega deals expected through the end of 2016 and into 2017. With the volume and size of transaction activity increasing, it is imperative for buyers and sel …

By using interactive lectures and examples, this Workshop will give participants a mastery of Regulation S-K Item 303, Managements Discussion and Analysis (MDA), for both annual and interim periods, e …

This Workshop will help you build an in-depth understanding of how the financial statements fit together, the information they provide, and how to use financial statement information to make appropria …

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Scholarships are available to attend PLI programs. For information, please visit http://www.pli.edu/emktg/Scholarship_Application.pdf This program will bring you up to date on the latest developments …

Businesses in financial distress are not an unusual sight these days, and as a result, it is essential for attorneys of all levels and in all practice areas to become familiar with the fundamental ten …

As information technology (ITO) and business process outsourcing (BPO) have become standard corporate practice among small and large enterprises, the range of services and providers has grown exponent …

Financial and accounting knowledge is critically important for attorneys and allied professionals to have to successfully navigate the current legal, regulatory and financial reporting environment. Th …

Thoughtful planning and preparation are keys to effective year-end reporting. Please join Carol A. Stacey and George M. Wilson, Directors at The SEC Institute Division of PLI, as they present practica …

In this workshop designed primarily for financial reporting professionals, our experienced Workshop leaders use interactive lectures and examples to give participants the foundational knowledge and pr …

This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (Securities Act), and the Securities Exchange Act of 1934 (Exchange Act), …

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