Investment Adviser Association

The Investment Adviser Association is a not-for-profit organization that exclusively represents the interests of SEC-registered investment adviser firms. The Association was founded in 1937 as the Investment Counsel Association of America. Its name was changed to the Investment Adviser Association in 2005. 

The Association played a major role in the enactment of the Investment Advisers Act of 1940, the federal law regulating the investment adviser industry. Today, the IAA’s growing membership consists of more than 500 firms that manage approximately $14 trillion in assets for a wide variety of clients, including individuals, trusts, investment companies, private funds, pension plans, state and local governments, endowments, foundations, and corporations.

Address

818 Connecticut Ave., Ste. 600
Washington
DC
20006
United States

Course Library

The 2025 Investment Adviser Compliance Conference is a comprehensive, two-day, in-person program that provides investment advisers with the most up-to-date information available on the changing regula …
The Compliance Conference is a comprehensive, two-day, in-person program that provides investment advisers with the most up-to-date information available on the changing regulatory landscape.   The pr …
Interactive sessions. Practical insights. Peer-to-peer networking. Sessions include: Preparing for a Regulatory Deluge: Receive practical tips and up-to-date information to help you prepare for the up …
This year’s workshops are totally devoted to helping investment advisers implement the new Marketing Rule. We’ll also be joined by a senior SEC examinations official who will discuss current SEC inspe …
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    Brochures

    The Investment Adviser Association and National Regulatory Services conduct an annual report that profiles the investment adviser profession. The report is based on information filed by SEC-registered …
    The IAA Board of Governors is pleased to present annual Activity Reports of the Investment Adviser Association. The reports highlight the Association's significant efforts and accomplishments in the a …
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