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Online Professional Certificate in Brokerage Operations

by: New York Institute of Finance New York Institute of Finance
In this 40-hour intensive curriculum, participants explore the mission-critical functions of a successful brokerage operation and the essential details of trade life cycles that drive it. Covering all phases of securities processing within a brokerage firm, this certificate will offer a detailed picture of Brokerage Operations focusing on products, markets, and industry regulations that are vital to operations professionals. The Online Professional Certificate in Brokerage Operations offers broad exposure to the responsibilities of a brokerage firm within the trading industry infrastructure, including an end- to-end overview of day trading. The certificate offers the following core courses: • Fundamentals of the Securities Industry • Brokerage Operations • Margin I: Introduction to Margin Regulation • Margin II: Advanced Margin for Options • Equities • Fixed Income Securities
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